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Elevator apt, fireproof without stores
226 WEST 97 STREET
MANHATTAN · Upper West Side (Central) · BIN 1056063
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1920Year Built
8Stories
D3Building Class
R9Zoning
22,275 sfGross Floor Area
34Units
Rent Stabilized16 Open Violations 15 unresolved · 1 paperwork only ▸FISP: SWARMP
Elevator apt, fireproof without stores · Owner of record: 226 CAPITAL LLC · 4,180 sf lot · 5.33 FAR built · Flood zone X
Locations of Work
ArchitectureStructuralElectricalMechanicalPlumbingFire ProtectionGeneral
Roof5p · 1 filing · 12 docs
Floor 818p · 2 filings · 20 docs
Floor 7
Floor 6
Floor 5
Floor 4
Floor 3
Floor 2
Floor 1
Site & exterior11p · 1 filing · 4 docs
Filed — no permit issued11p · 1 filing · 3 docs
▾Owner History (Filing Record)
Companies and organizations named on filings. Individual owners are not shown.
OwnerFilingsMost Recent
230 WEST 97 STREET4203/21/2026
ED 97 OWNER1503/21/2026
230 WEST 97TH STREET1203/21/2026
230 W 97 STREET903/21/2026
DALAN MANAGEMENT807/08/2026
ROCK GROUP NY803/22/2026
B M ENTERPRISES303/21/2026
226 CAPITAL LLC203/22/2026
MEMBER203/21/2026
LLC C/O AAG MANG.103/21/2026
▾Design Consultants (Architect / Engineer of Record)
FirmFilingsMost Recent
YORKOS ENGINEERING DESIGN CONSULT301/03/2024
PVE ENGINEERING105/18/2023
ASIF JAMIL, RA102/13/2020
▾Filing Representatives (Expediters)
RepresentativeFilingsMost Recent
GREEN STUDIO203/21/2026
NORTHEAST EXPEDITING203/21/2026
DALAN REAL ESTATE403/21/2026
EA DESIGN GROUP203/21/2026
▾Contractors (License-Anchored)
FirmTradeRolesMost Recent
ROCK GROUP NY CORPGeneral Contractor603/21/2026
CHLOE CONSTRUCTION LLCGeneral Contractor303/21/2026
BENJAMIN DREBINElectrical103/21/2026
DENNIS HEAVENElectrical103/21/2026
LIQUID PLBG & HTNG SCS INPlumbing107/08/2026
▾Special Inspection Agencies
AgencyLicense #FilingsMost Recent
YORKOS ENGINEERING, DESIG6991301/03/2024
Building Lifecycle
All (94)Filed (5)Permit Issued (4)Signed Off (2)Facade (FISP) (13)Violation (60)Inspection (2)Special Inspection (8)
04/21/2024
Violation issued (HPD, closed)
C
01/17/2024
Signed off — Alteration
APPLICATION FILED FOR PLUMBING MODIFICATIONS/ADDITIONS ON THE 8TH FLOOR (APT 8A, 8D, 8E) AS PER PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS, OR OCCUPANCY.
M00402115-I1
01/12/2024
Inspection — Certified Water and Sanitary-WS-Fixtures-Finish
Certified
View inspection ↗
01/08/2024
Special inspection requirement — Fire-Resistant Penetrations and Joints
BALTU YORKOS
01/03/2024
Filed — Alteration
APPLICATION FILED FOR PLUMBING MODIFICATIONS/ADDITIONS ON THE 8TH FLOOR (APT 8A, 8D, 8E) AS PER PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS, OR OCCUPANCY.
M00402115-P2
09/13/2023
Violation issued (HPD, open)
A
09/13/2023
Violation issued (HPD, closed)
C
09/13/2023
Violation issued (HPD, open)
C
09/13/2023
Violation issued (HPD, open)
A
05/25/2023
Signed off — Alteration
APPLICATION FILED FOR MECHANICAL MODIFICATIONS/ADDITIONS ON THE 8TH FLOOR (APT 8A, 8D, 8E) AND ROOF AS PER PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS, OR OCCUPANCY.
M00402170-I1
05/23/2023
Violation issued (HPD, open)
C
05/18/2023
Filed — Alteration
M08040543-I1
02/22/2023
Cycle 9 facade report signed — SWARMP
02/21/2023
Cycle 9 facade report submitted
01/31/2023
Cycle 9 facade inspection completed
10/18/2022
Violation issued (HPD, open)
C
10/18/2022
Violation issued (HPD, open)
B
10/18/2022
Violation issued (HPD, open)
B
10/06/2022
Violation issued (HPD, open)
C
10/06/2022
Violation issued (HPD, open)
C
10/06/2022
Violation issued (HPD, closed)
C
10/06/2022
Violation issued (HPD, closed)
B
03/21/2022
Violation issued (HPD, closed)
C
03/21/2022
Violation issued (HPD, closed)
C
03/21/2022
Violation issued (HPD, closed)
A
03/21/2022
Violation issued (HPD, closed)
C
03/21/2022
Violation issued (HPD, closed)
A
03/08/2022
Violation issued (HPD, closed)
C
02/16/2022
Violation issued (HPD, closed)
A
02/11/2022
Inspection — Certified Water and Sanitary-WS-Sanitary Piping-Roughing
Certified
View inspection ↗
02/09/2022
Violation issued (HPD, open)
B
02/09/2022
Violation issued (HPD, open)
B
02/09/2022
Violation issued (HPD, open)
B
02/09/2022
Violation issued (HPD, open)
B
01/25/2022
Permit issued — Plumbing
M00402115-I1-PL
01/06/2022
Filed — Alteration
APPLICATION FILED FOR PLUMBING MODIFICATIONS/ADDITIONS ON THE 8TH FLOOR (APT 8A, 8D, 8E) AS PER PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS, OR OCCUPANCY.
M00402115-I1
12/28/2021
Permit issued — Mechanical Systems
M00402170-I1-MS
12/08/2021
Filed — Alteration
APPLICATION FILED FOR MECHANICAL MODIFICATIONS/ADDITIONS ON THE 8TH FLOOR (APT 8A, 8D, 8E) AND ROOF AS PER PLANS FILED HEREWITH. NO CHANGE IN USE, EGRESS, OR OCCUPANCY.
M00402170-I1
08/12/2021
Violation issued (HPD, closed)
A
08/12/2021
Violation issued (HPD, closed)
A
08/12/2021
Violation issued (HPD, closed)
A
08/12/2021
Violation issued (HPD, closed)
C
04/01/2021
Violation issued (HPD, closed)
A
02/05/2021
Violation issued (HPD, closed)
C
02/05/2021
Violation issued (HPD, closed)
C
11/09/2020
Special inspection requirement — Energy Code Compliance Inspections
BALTU YORKOS
11/09/2020
Special inspection requirement — HVAC and service water heating equipment
BALTU YORKOS
11/09/2020
Special inspection requirement — Maintenance information
BALTU YORKOS
11/09/2020
Special inspection requirement — HVAC and service water heating system controls
BALTU YORKOS
11/09/2020
Special inspection requirement — HVAC insulation and sealing
BALTU YORKOS
09/21/2020
Special inspection requirement — Mechanical Systems
BALTU YORKOS
09/21/2020
Special inspection requirement — Final
BALTU YORKOS
02/14/2020
Permit issued — Supported Scaffold
M00311487-I1-SH
02/14/2020
Permit issued — Sidewalk Shed
M00311487-I1-SF
02/13/2020
Filed — Alteration
INSTALLATION OF SIDEWALK SHED, PIPE SCAFFOLDING & NEEDLE BEAMS AS PER PLANS. SIDEWALK SHED LIVE LOAD 300 PSF. ALL EQUIPMENT SHALL COMPLY WITH CHAPTER #33 OF THE 2014 CODE NO CHANGE TO USE, EGRESS OR OCCUPANCY.
M00311487-I1
06/27/2019
Violation issued (HPD, closed)
B
06/27/2019
Violation issued (HPD, closed)
A
06/27/2019
Violation issued (HPD, closed)
B
06/27/2019
Violation issued (HPD, closed)
A
06/27/2019
Violation issued (HPD, open)
B
Latest 60 of 94 events.
Permit / Filing Register
SourceWork TypeStatusApplicantIssued
DOB NOWPlumbingSigned-offLIQUID PLBG & HTNG SCS IN01/25/2022
DOB NOWMechanical SystemsSigned-offCHLOE CONSTRUCTION LLC12/28/2021
DOB NOWSupported ScaffoldPermit IssuedROCK GROUP NY CORP02/14/2020
DOB NOWSidewalk ShedPermit IssuedROCK GROUP NY CORP02/14/2020
BIS—ISSUEDEMPIRE CORE GROUP LLC12/04/2020
BISOTISSUEDEMPIRE CORE GROUP LLC02/25/2020
BISOTISSUEDEMPIRE CORE GROUP LLC11/14/2019
BISOTISSUEDEMPIRE CORE GROUP LLC05/02/2019
BISOTISSUEDEMPIRE CORE GROUP LLC03/19/2019
BISOTISSUEDEMPIRE CORE GROUP LLC02/22/2019
BIS—ISSUEDSNEE CONSTRUCTION CORP10/13/2017
BISEQISSUEDDYNAMIC INSTALLATION CORP.10/13/2017
BISPLISSUEDJOHN'S PLBG & HTG, INC02/27/2017
BISOTISSUEDSNEE CONSTRUCTION CORP11/30/2016
BISEQISSUEDDYNAMIC INSTALLATION CORP.10/20/2016
BISOTISSUEDSNEE CONSTRUCTION CORP07/06/2016
BISOTISSUEDSNEE CONSTRUCTION CORP01/12/2016
BISPLISSUEDDELTA-SIGMA MECH CORP01/04/2016
BISOTISSUEDNEW YORK INT'L BUILDERS *11/17/2015
BISPLISSUEDJOHN'S PLBG & HTG, INC10/05/2015
BISPLISSUEDDELTA-SIGMA MECH CORP05/13/2014
BISOTISSUEDNEW YORK INT'L BUILDERS *04/14/2014
BISPLISSUEDDELTA-SIGMA MECH CORP02/12/2014
BISOTISSUEDNEW YORK INT'L BUILDERS *11/27/2013
BISPLISSUEDTHE PLUMBING & HTG SPECIA10/10/2013
BISOTISSUEDSNEE CONSTRUCTION CORP09/03/2013
BISOTISSUEDSNEE CONSTRUCTION CORP08/05/2013
BISPLISSUEDCITY TESTING & PLUMBING I02/15/2012
BISOTISSUEDSNEE CONSTRUCTION CORP01/12/2012
BISOTISSUEDBEYOND DESIGNS & REMODELI07/13/2011
BISPLISSUEDJOHN'S PLBG & HTG, INC02/09/2010
BISOTISSUEDOLYMPIC PAINTING CO INC02/02/2010
BISPLISSUEDJOHN'S PLBG & HTG, INC03/11/2009
BISOTISSUEDOLYMPIC PAINTING CO INC02/23/2009
BISOTISSUEDAM BUILDING MAINTENANCE CORP.07/22/2008
BISPLISSUEDJOHN'S PLBG & HTG, INC05/22/2008
BISOTISSUEDOLIMPIC PAINTING CO INC05/21/2008
BISOTISSUEDOLYMPIC PAINTING CO INC05/19/2008
BISEQISSUEDS&E BRIDGE & SCAFFOLD LLC.04/03/2008
BISPLISSUEDJOHN'S PLBG & HTG, INC02/14/2008
+ 14 more permits on file
4 projects · most recent 06/08/2023
General Wiring
FiledStatusContractorScope
06/08/2023CompleteN.Z. PILGRIM ELECTRIC INCGeneral Wiring
11/12/2021CancelledN.Z. PILGRIM ELECTRIC INCGeneral Wiring
02/06/2020Permit IssuedILLUMINOUS ELECTRIC CORP.—
01/08/2018Permit IssuedLINTECH ELECTRIC, INC.General Wiring
1 project · most recent 02/13/2020
Scaffold Sidewalk Shed
FiledStatusContractorScope
02/13/2020Permit IssuedROCK GROUP NY CORPScaffold, Sidewalk Shed
▾Field Inspections (DOB CAP) — 2
DateTypeResultReport
01/12/2024Certified Water and Sanitary-WS-Fixtures-FinishCertifiedView ↗
02/11/2022Certified Water and Sanitary-WS-Sanitary Piping-RoughingCertifiedView ↗
▾Special Inspection Requirements (DOB NOW) — 8
DateRequirementInspectorRole
01/08/2024Fire-Resistant Penetrations and JointsBALTU YORKOSspecial
11/09/2020Energy Code Compliance InspectionsBALTU YORKOSprogress
11/09/2020HVAC and service water heating equipment BALTU YORKOSenergy_progress
11/09/2020Maintenance informationBALTU YORKOSenergy_progress
11/09/2020HVAC and service water heating system controls BALTU YORKOSenergy_progress
11/09/2020HVAC insulation and sealing BALTU YORKOSenergy_progress
09/21/2020Mechanical SystemsBALTU YORKOSspecial
09/21/2020FinalBALTU YORKOSprogress
▾Documents — 443 on file (BIS + DOB NOW)
▸Plans & Drawings6
▸DOB NOWPlans/Sketch - Plumbing2
09/03/2026M00402115-I1Request digital key ↗
09/03/2026M00402115-P2Request digital key ↗
▸DOB NOWPlans/Sketch1
08/31/2026M08040543-I1Request digital key ↗
▸DOB NOWPlans/Sketch - Mechanical Systems1
09/03/2026M00402170-I1Request digital key ↗
▸DOB NOWPlans/Sketch - Supported Scaffold1
09/05/2026M00311487-I1Request digital key ↗
▸DOB NOWPlans/Sketch - Sidewalk Shed1
09/05/2026M00311487-I1Request digital key ↗
▸Applications & Permits90
▸BISWORK PERMIT APPLICATION42
06/01/2021123701440Open ↗
12/04/2020123701440Open ↗
02/26/2020123854418Open ↗
Showing 3 of 42 on file for this type
▸BISPLAN / WORK APPROVAL APPLICATION39
07/12/2023123701440Open ↗
05/05/2022123701440Open ↗
02/28/2020123701440Open ↗
Showing 3 of 39 on file for this type
▸BISNon-Directive 14 Construction Sign Off Including Sign Applications5
06/21/2017122607704Open ↗
10/09/2014121949455Open ↗
10/09/2014121855180Open ↗
Showing 3 of 5 on file for this type
▸BISCERTIFICATE OF OCCUPANCY: APPLICATION2
03/14/2023123701440Open ↗
Showing 1 of 2 on file for this type
▸BISPLAN - WORK & PERMITS - SUPPPORTING DOCUMENTATION2
10/05/2020123701440Open ↗
08/28/2020123701440Open ↗
▸Seals & Professional Certifications97
▸BISTECHNICAL REPORT: RESPONSIBILITY/CERTIFICATION39
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
02/27/2020123854418Open ↗
Showing 3 of 39 on file for this type
▸BISPROFESSIONAL CERTIFIED CHECKLIST17
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
05/02/2019123891752Open ↗
Showing 3 of 17 on file for this type
▸BISPROFESSIONAL CERTIFICATION STATEMENT FORM11
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 11 on file for this type
▸BISPROFESSIONAL CERTIFICATION STATEMENT9
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
05/02/2019123891752Open ↗
Showing 3 of 9 on file for this type
▸DOB NOWProgress Inspector Seal & Signature6
08/29/2026M00402170-I1Open ↗
08/29/2026M00402170-I1Open ↗
08/29/2026M00402170-I1Open ↗
Showing 3 of 6 on file for this type
▸DOB NOWDPL-1: Design Professional Seal & Signature5
09/05/2026M00311487-I1Open ↗
09/03/2026M00402170-I1Open ↗
09/03/2026M00402115-I1Open ↗
Showing 3 of 5 on file for this type
▸BISPC FULL REPORT3
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 3 on file for this type
▸BISTECHNICAL REPORT STATEMENT OF RESPONSIBILITY2
10/18/2016140563726Open ↗
09/28/2015140408510Open ↗
▸BISREQUIRED ITEMS CHECKLIST FOR PROFESSIONAL CERTIFICATION2
10/18/2016140563726Open ↗
09/28/2015140408510Open ↗
▸DOB NOWSpecial Inspector Seal & Signature2
08/29/2026M00402170-I1Open ↗
08/25/2026M00402115-I1Open ↗
▸BISAPPLICANT OWNER SIGNATURE1
09/27/2016140553121Open ↗
▸Trade Schedules & Equipment34
▸BISSELF-CERT PLUMBING NOTICE15
01/04/2016140408510Open ↗
Showing 1 of 15 on file for this type
▸BISSCHEDULE B - PLUMBING14
09/28/2015140408510Open ↗
Showing 1 of 14 on file for this type
▸BISSCHEDULE B - PLUMBING/SPRINKLER/STANDPIPE4
12/08/2015122607642Open ↗
Showing 1 of 4 on file for this type
▸BISDETECTOR:SMOKE-CERT. OF INSTALLATION1
03/28/2024123701440Open ↗
▸Safety & Tenant Protection20
▸BISTenant Protection Plan and Notes8
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
Showing 3 of 8 on file for this type
▸BISSTREET TREE CHECKLIST7
12/04/2020123701440Open ↗
02/28/2020123701440Open ↗
01/16/2016122607704Open ↗
Showing 3 of 7 on file for this type
▸DOB NOWTenant Protection Plan4
09/03/2026M00402170-I1Open ↗
09/03/2026M00402115-I1Open ↗
09/03/2026M00402115-P2Open ↗
Showing 3 of 4 on file for this type
▸BISST-1 Street Tree Checklist1
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 1 on file for this type
▸Environmental & Asbestos29
▸BISASBESTOS: CERTIFICATION (DEP ACP5)12
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
Showing 3 of 12 on file for this type
▸BISTHIS IS 'NOT AN ASBESTOS PROJECT'10
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 10 on file for this type
▸DOB NOWDEP ACP-5: Asbestos Assessment Report3
09/03/2026M00402170-I1Open ↗
09/03/2026M00402115-I1Open ↗
09/03/2026M00402115-P2Open ↗
▸BISASBESTOS: EXEMPTION (ASB4)1
01/16/2016122607704Open ↗
▸BISACP5 ASBESTOS: CERTIFICATION (DEP ACP5)1
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 1 on file for this type
▸BISASBESTOS EXEMPTION CERTIFICATION LETTER1
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 1 on file for this type
▸DOB NOWDEP ACP-20/ACP-21: Asbestos Project Conditional Completion Form/Asbestos Project Completion Form1
08/31/2026M08040543-I1Open ↗
▸Energy Compliance39
▸BISTECHNICAL REPORT: ENERGY CODE PROGRESS INSPS13
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
02/27/2020123854418Open ↗
Showing 3 of 13 on file for this type
▸BISAS-BUILT ENERGY ANALYSIS (EN2)5
10/10/2024123891752Open ↗
10/10/2024123854418Open ↗
10/10/2024123825487Open ↗
Showing 3 of 5 on file for this type
▸BISAS-BUILT ENERGY ANALYSIS5
06/21/2017122607704Open ↗
09/28/2016122607642Open ↗
10/09/2014121949455Open ↗
Showing 3 of 5 on file for this type
▸BISENERGY CODE COMPLIANCE INSPECTIONS5
10/10/2024123891752Open ↗
10/10/2024123854418Open ↗
10/10/2024123715435Open ↗
Showing 3 of 5 on file for this type
▸BISLIGHTING CONTROLS3
10/10/2024123854418Open ↗
02/15/2024123701440Open ↗
02/15/2024123701440Open ↗
▸BISINTERIOR LIGHTING POWER3
10/10/2024123854418Open ↗
02/15/2024123701440Open ↗
02/15/2024123701440Open ↗
▸BISLIGHTING IN DWELLING UNITS2
02/15/2024123701440Open ↗
02/15/2024123701440Open ↗
▸BISTR8: Energy Code Progress Inspections1
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 1 on file for this type
▸BISELECTRICAL APPLICATION FOR SIDEWALK SHED LIGHTING1
10/18/2016140563726Open ↗
▸DOB NOWEN2: As Built Energy Analysis.1
09/03/2026M00402170-I1Open ↗
▸Inspections & Test Reports9
▸BISTECHNICAL REPORT: RESPONSIBILITY4
10/18/2016140563726Open ↗
09/27/2016140553121Open ↗
10/05/2015140408510Open ↗
Showing 3 of 4 on file for this type
▸BISFIRE-RESISTANT PENETRATIONS AND JOINTS (FIRESTOP)3
10/10/2024123854418Open ↗
02/15/2024123701440Open ↗
02/15/2024123701440Open ↗
▸BISFIRE-RESISTIVE RATED CONSTRUCTION2
02/15/2024123701440Open ↗
02/15/2024123701440Open ↗
▸Approvals, Objections & Sign-offs33
▸BISCERTIFICATE OF OCCUPANCY/LOC: REQUEST15
01/29/2025140408510Open ↗
01/29/2025123891752Open ↗
01/29/2025123825487Open ↗
Showing 3 of 15 on file for this type
▸BISADMINISTRATIVE OBJECTIONS9
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 9 on file for this type
▸BISFINAL5
10/10/2024123891752Open ↗
10/10/2024123854418Open ↗
10/10/2024123825487Open ↗
Showing 3 of 5 on file for this type
▸BISSCHEDULE A - OCCUPANCY / USE2
02/28/2020123701440Open ↗
Showing 1 of 2 on file for this type
▸BISLETTERS - SUPPORTING DOCUMENTATION1
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 1 on file for this type
▸BISSUPERSEDING LETTER1
06/01/2021123701440Open ↗
▸Cost, Insurance & Ownership46
▸BISCOST AFFIDAVIT38
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
Showing 3 of 38 on file for this type
▸BISCOST AFFIDAVIT (FINAL): PW38
01/28/2025123854418Open ↗
01/28/2025123693967Open ↗
01/28/2025123723756Open ↗
Showing 3 of 8 on file for this type
▸Filing & Intake Forms36
▸BISEFILING COVER SHEET18
02/28/2020123701440Open ↗
02/27/2020123854418Open ↗
08/20/2019123693967Open ↗
Showing 3 of 18 on file for this type
▸BISADDITIONAL INFORMATION14
10/16/2023123701440Open ↗
09/19/2022123701440Open ↗
11/05/2020123701440Open ↗
Showing 3 of 14 on file for this type
▸BISEFILING JOB APPLICATION COVER SHEET4
10/18/2016140563726Open ↗
09/27/2016140553121Open ↗
09/28/2015140408510Open ↗
Showing 3 of 4 on file for this type
▸Other Documents4
▸BISEXTERNAL FORMS - SUPPORTING DOCUMENTATION2
On file, but not among the 200 most recently loaded documents for this source.
Showing 0 of 2 on file for this type
▸BISFA SELF CERT DEFECT : FD-FASC1
04/13/2024123701440Open ↗
▸BISSupporting Document: Fee Exempt1
09/28/2016122607642Open ↗