Predominantly retail with other uses

406 AVENUE OF THE AMER

MANHATTAN · BIN 1009406

💬 Discuss this project

1839Year Built

3Stories

K4Building Class

C4-5Zoning

4,620 sfGross Floor Area

3Units

0 Open Violations

Predominantly retail with other uses · Owner of record: 406 NY LLC · 1,552 sf lot · 2.98 FAR built · Flood zone X

Locations of Work

No floor-level scope or drawing coverage on file for this building.

1 job · most recent 10/29/2020

Filed	Status	Contractor	Scope
10/29/2020	Permit Issued	TOP SHELF ELECTRIC CORP	—

Building Lifecycle

All (41)Filed (2)Permit Issued (2)Signed Off (2)Violation (35)

10/28/2024

Violation issued (ECB, closed)

Zoning

10/28/2024

Violation issued (ECB, closed)

Construction

09/25/2024

Signed off — Alteration

M00421672-I1

07/18/2023

Signed off — Alteration

TO RESOLVE ECB VIOLATION #35643614L BY PROPOSING INTERIOR RENOVATION OF EXISTING COMMERCIAL SPACE ON FIRST FLOOR WITH GENERAL CONSTRUCTION WORK AS PER PLAN FILED HEREWITH.

M00779702-I1

11/18/2022

Permit issued — General Construction

M00779702-I1-GC

09/27/2022

Filed — Alteration

TO RESOLVE ECB VIOLATION #35643614L BY PROPOSING INTERIOR RENOVATION OF EXISTING COMMERCIAL SPACE ON FIRST FLOOR WITH GENERAL CONSTRUCTION WORK AS PER PLAN FILED HEREWITH.

M00779702-I1

05/20/2022

Violation issued (ECB, closed)

Construction

05/20/2022

Violation issued (ECB, closed)

Zoning

11/04/2020

Permit issued — Sidewalk Shed

M00421672-I1-SH

10/30/2020

Filed — Alteration

M00421672-I1

02/03/2015

Violation issued (ECB, closed)

Construction

12/18/2013

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

10/27/2009

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

06/25/2009

Violation issued (ECB, closed)

Construction

06/25/2009

Violation issued (ECB, closed)

Unknown

06/25/2009

Violation issued (ECB, closed)

Construction

03/26/2002

Violation issued (DOB, closed)

VW*-VIOLATION - WORK W/O PERMIT DISMISSED

04/28/2000

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

09/29/1999

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

03/16/1999

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

05/04/1998

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

10/30/1997

Violation issued (ECB, closed)

Construction

09/16/1997

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

02/10/1997

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

11/19/1996

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/25/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/25/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/25/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/25/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

03/09/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

03/06/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/29/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

03/18/1994

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

05/07/1993

Violation issued (ECB, closed)

Construction

03/18/1993

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/04/1988

Violation issued (ECB, closed)

Construction

▾Owner History (Filing Record)

Companies and organizations named on filings. Individual owners are not shown.

Owner	Filings	Most Recent
UNIVERSAL SYSTEMS	4	07/08/2026
406 NY LLC	4	03/22/2026
406 6 AVE REALTY CORP	20	03/22/2026
SMALL	1	03/22/2026

▾Design Consultants (Architect / Engineer of Record)

Firm	Filings	Most Recent
ALLEN SHINFELD, P.E. PLLC	1	09/27/2022
NAVI STRUCTURAL ENGINEERING, PLLC	1	10/30/2020

▾Filing Representatives (Expediters)

Representative	Filings	Most Recent
PROJECT ENTRY	1	03/21/2026
EUROCELT EXPEDITING, INC	2	03/21/2026

▾Contractors (License-Anchored)

Firm	Trade	Roles	Most Recent
HIGH QUALITY CONSTRUCTION	General Contractor	2	03/21/2026
UNIVERSAL SYSTEMS INC	General Contractor	1	07/08/2026

▾Special Inspection Agencies

Agency	License #	Filings	Most Recent
ALLEN SHINFELD, P.E. PLLC	1305	1	09/27/2022

Permit / Filing Register

Source	Work Type	Status	Applicant	Issued
DOB NOW	General Construction	Signed-off	HIGH QUALITY CONSTRUCTION	11/18/2022
DOB NOW	Sidewalk Shed	Signed-off	UNIVERSAL SYSTEMS INC	11/04/2020
BIS	OT	ISSUED	DELPHI CONSTRUCTION CORP	03/07/2016
BIS	PL	ISSUED	THE PLBG & HTG SPECIALIST	03/24/2015
BIS	OT	ISSUED	DELPHI CONSTRUCTION CORP	01/12/2015
BIS	—	ISSUED	L.S. SIGN CO., INC	07/30/2014
BIS	MH	ISSUED	J CHAN GROUP CORP	08/22/2012
BIS	PL	ISSUED	THE PLUMBING COMPANY INC	06/08/2011
BIS	OT	ISSUED	D & S BUILDING SERVICE IN	06/07/2011
BIS	OT	ISSUED	GREENLINE DEVELOPERS LLC	02/14/2011
BIS	OT	ISSUED	HENG WEI CONSTRUCTION INC	06/04/2009
BIS	EQ	ISSUED	HENG WEI CONSTRUCTION INC	06/03/2009
BIS	EQ	ISSUED	COLGATE SCAFF & EQUIP CO	06/01/2009
BIS	EQ	ISSUED	COLGATE SCAFF & EQUIP CO	06/01/2009
BIS	EQ	ISSUED	EVEREST SCAFFOLDING INC	10/23/2008
BIS	EQ	ISSUED	EVEREST SCAFFOLDING INC	10/23/2008
BIS	PL	ISSUED	BARNETT PLBG & HTG CORP	12/27/2007
BIS	FP	ISSUED	ACTIVE FIRE EXTING. CO., INC.	10/11/2005
BIS	PL	ISSUED	ACE CONTRACTING INC	10/29/1999
BIS	OT	ISSUED	406 BAKERS INC	10/28/1999
BIS	MH	ISSUED	N/A	06/27/1991

Nothing on file for this building.

▾Documents — 173 on file (BIS + DOB NOW)

▸Plans & Drawings2

▸DOB NOWPlans/Sketch - Sidewalk Shed1

09/04/2026M00421672-I1Contact architect ↗

▸DOB NOWPlans/Sketch1

09/01/2026M00779702-I1Contact architect ↗

▸Applications & Permits30

▸BISWORK PERMIT APPLICATION15

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

08/01/2014121985744Open ↗

Showing 3 of 15 on file for this type

▸BISPLAN / WORK APPROVAL APPLICATION13

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

04/24/2014121985744Open ↗

Showing 3 of 13 on file for this type

▸BISNon-Directive 14 Construction Sign Off Including Sign Applications1

09/04/2009110364061Open ↗

▸DOB NOWLPC Approval/Permit1

08/13/2026M00779702-I1Open ↗

▸Seals & Professional Certifications41

▸BISTECHNICAL REPORT: RESPONSIBILITY/CERTIFICATION19

12/07/2016140464094Open ↗

02/10/2016140300038Open ↗

04/24/2014121985744Open ↗

Showing 3 of 19 on file for this type

▸BISPROFESSIONAL CERTIFICATION STATEMENT FORM7

06/09/2011120714003Open ↗

02/15/2011120612024Open ↗

Showing 3 of 7 on file for this type

▸BISPROFESSIONAL CERTIFIED CHECKLIST6

04/24/2014121985744Open ↗

06/09/2011120714003Open ↗

02/15/2011120612024Open ↗

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▸BISPROFESSIONAL CERTIFICATION STATEMENT3

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

04/24/2014121985744Open ↗

▸BISTECHNICAL REPORT STATEMENT OF RESPONSIBILITY2

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

▸BISREQUIRED ITEMS CHECKLIST FOR PROFESSIONAL CERTIFICATION2

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

▸DOB NOWDPL-1: Design Professional Seal & Signature2

09/04/2026M00421672-I1Open ↗

09/01/2026M00779702-I1Open ↗

▸Trade Schedules & Equipment14

▸BISSCHEDULE B - PLUMBING4

01/12/2015140300038Open ↗

07/11/2011120714003Open ↗

07/07/2011120714003Open ↗

Showing 3 of 4 on file for this type

▸BISSELF-CERT PLUMBING NOTICE4

01/04/2016140300038Open ↗

04/28/2015140300038Open ↗

02/10/2012120714003Open ↗

Showing 3 of 4 on file for this type

▸BISEQUIPMENT USE APPLICATION/PERMIT3

07/02/2013120714003Open ↗

06/09/2011120714003Open ↗

▸BISEQUIPMENT USE PERMITS3

05/25/2012120714003Open ↗

▸Environmental & Asbestos12

▸BISASBESTOS EXEMPTION CERTIFICATION LETTER5

05/20/2009120042934Open ↗

05/19/2009120042943Open ↗

10/27/2008110364061Open ↗

Showing 3 of 5 on file for this type

▸BISASBESTOS: CERTIFICATION (DEP ACP5)4

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

04/24/2014121985744Open ↗

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▸BISTHIS IS 'NOT AN ASBESTOS PROJECT'2

06/09/2011120714003Open ↗

02/15/2011120612024Open ↗

▸DOB NOWDEP ACP-5: Asbestos Assessment Report1

09/01/2026M00779702-I1Open ↗

▸Energy Compliance12

▸BISTECHNICAL REPORT: ENERGY CODE PROGRESS INSPS4

12/07/2016140464094Open ↗

02/10/2016140300038Open ↗

07/02/2013120714003Open ↗

Showing 3 of 4 on file for this type

▸BISTECHNICAL REPORT: ENERGY CODE - RESPONSIBILITY3

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

▸BISAS-BUILT ENERGY ANALYSIS2

12/07/2016140464094Open ↗

02/10/2016140300038Open ↗

▸BISTECHNICAL REPORT STATEMENT OF RESPONSIBILITY FOR ENERGY CODE PROGRESS INSPECTIONS2

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

▸BISTECHNICAL REPORT: ENERGY1

06/09/2011120714003Open ↗

▸Inspections & Test Reports2

▸BISTECHNICAL REPORT: RESPONSIBILITY2

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

▸Approvals, Objections & Sign-offs30

▸BISLANDMARKS APPROVAL9

12/07/2016140464094Open ↗

03/03/2016140464094Open ↗

02/10/2016140300038Open ↗

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▸BISCERTIFICATE OF OCCUPANCY/LOC: REQUEST9

12/07/2016140464094Open ↗

02/10/2016140300038Open ↗

08/17/2010110469127Open ↗

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▸BISADMINISTRATIVE OBJECTIONS8

07/27/2012121161553Open ↗

06/09/2011120714003Open ↗

02/15/2011120612024Open ↗

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▸BISLETTERS - SUPPORTING DOCUMENTATION2

08/17/2010110469127Open ↗

09/04/2009110364061Open ↗

▸BISLANDMARKS SIGNOFF1

07/29/2010110469127Open ↗

▸BISLETTERS - APPROVED FABRICATION CERTIFICATIONS1

07/02/2013120714003Open ↗

▸Cost, Insurance & Ownership12

▸BISCOST AFFIDAVIT12

12/07/2016140464094Open ↗

03/03/2016140464094Open ↗

02/10/2016140300038Open ↗

Showing 3 of 12 on file for this type

▸Filing & Intake Forms16

▸BISEFILING COVER SHEET8

04/24/2014121985744Open ↗

07/27/2012121161553Open ↗

06/09/2011120714003Open ↗

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▸BISADDITIONAL INFORMATION5

05/25/2012120714003Open ↗

07/12/2011120714003Open ↗

07/11/2011120714003Open ↗

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▸BISEFILING JOB APPLICATION COVER SHEET3

03/03/2016140464094Open ↗

01/12/2015140300038Open ↗

10/27/2008110364061Open ↗

▸Other Documents2

▸BISCONSTRUCTION - SUPPORTING DOCUMENTATION2

12/11/2008110367166Open ↗

12/11/2008110367175Open ↗