Elevator apt, semi-fireproof with stores

Columbia University Main Campus

438 WEST 116TH STREET · Morningside Heights · BIN 1056058

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1925Year Built

7Stories

D7Building Class

R8Zoning

36,664 sfGross Floor Area

48Units

LL97 CoveredRent Stabilized18 Active Violations 16 unresolved · 2 paperwork only ▸FISP: SWARMP

HPD08/06/2014§ 329, M/D LAW AND DEPT. RULES AND REGS. PROVIDE A COMPLETED CERTIFICATE OF INSPECTION VISITS IN A PROPER FRAME AT OR NEAR MAILBOXES, BOTTOM EDGE OF FRAME BETWEEN 48-62 INCHES ABOVE FLOOR MISSING AT PUBLIC HALL, 1st STORY

HPD08/06/2014§ 27-2018 ADMIN. CODE: ABATE THE NUISANCE CONSISTING OF ROACHES IN THE ENTIRE APARTMENT LOCATED AT APT 31, 3rd STORY, 1st APARTMENT FROM NORTH AT EAST

HPD08/06/2014§ 27-2014 ADM code and dept. Rules and regulations. Scrape and remove rust scales and paint with 2 coats of paint all stories of fire escape at front of building court at east

HPD05/28/2003§ 27-2005 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE door IN THE ENTRANCE LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2005 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE wood flooring IN THE ENTIRE APARTMENT LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2024 ADM CODE PROVIDE ADEQUATE SUPPLY OF COLD WATER FOR THE FIXTURES sink IN THE KITCHEN LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2024 ADM CODE PROVIDE ADEQUATE SUPPLY OF HOT WATER FOR THE FIXTURES sink IN THE KITCHEN LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2018 ADM CODE ABATE THE NUISANCE CONSISTING OF VERMIN mice IN THE ENTIRE APARTMENT LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2018 ADM CODE ABATE THE NUISANCE CONSISTING OF VERMIN roaches IN THE ENTIRE APARTMENT LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2005 ADM CODE & 309 M/D LAW ABATE THE NUISANCE CONSISTING OF exposed electrical wiring at ceiling IN THE BATHROOM LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2070 ADM CODE PROVIDE AN ADEQUATE SUPPLY OF GAS TO THE FIXTURES IN THE KITCHEN LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2005 ADM CODE REPAIR THE BROKEN OR DEFECTIVE PLASTERED SURFACES AND PAINT IN A UNIFORM COLOR ceilings and walls IN THE ENTIRE APARTMENT LOCATED AT APT 75, 5th STORY, 1st APARTMENT FROM NORTH AT EAST

HPD05/28/2003§ 27-2005 ADM CODE REPLACE WITH NEW THE BROKEN OR DEFECTIVE window sash bottom sash IN THE KITCHEN LOCATED AT APT 75, 7th STORY, 1st APARTMENT FROM NORTH AT EAST

HPD05/28/2003§ 27-2005 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE window sash upper and lower sash IN THE ENTIRE APARTMENT LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2005 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE vinyl floor tiles IN THE PRIVATE HALLWAY LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

HPD05/28/2003§ 27-2005 ADM CODE PROPERLY REPAIR THE BROKEN OR DEFECTIVE ceramic floor tiles IN THE BATHROOM LOCATED AT APT 75, 7th STORY, APARTMENT AT EAST

ECB01/10/2019Failure to submit a required cycle 8B report of critical examination documenting condition of exterior wall and appurtenances by 28-302.4 for control #806401.remedy: submit required technical report.Nothing owed — awaiting certificate of correction

ECB04/07/2009Failure to submit an acceptable 6TH round technical report in compliance with code provisions: periodic inspection of exterior walls & appurtenances as required by article 28.302 & the d.o.b. Rules & regulationNothing owed — awaiting certificate of correction

Elevator apt, semi-fireproof with stores · Owner of record: Trustees of Columbia University · 10,092 sf lot · 3.63 FAR built · Flood zone X

Locations of Work

ArchitectureStructuralElectricalMechanicalPlumbingEquipmentGeneral

Names shown beside floors are taken automatically from the text of filed documents and may be incomplete or wrong.

Floor 511p · 3 filings · 16 docs

Floor 410p · 2 filings · 11 docs

Floor 3

Floor 2

Floor 110p · 2 filings · 11 docs

CellarRegister existing hot water heater1 filing · 3 docs

Site & exteriorTemporary heavy duty sidewalk shed installation4p · 1 filing · 3 docs

▾Design Consultants (Architect / Engineer of Record)

Firm	Filings	Most Recent
Rise Projects	3	03/10/2026
Jack Green Associates	1	09/18/2024
Environmental Engineering Solutions	1	07/17/2024
Royal T&E	1	05/30/2018

▾Filing Representatives (Expediters)

Representative	Filings	Most Recent
Stecc	8	03/21/2026
Environmental Engineering Solutions	1	03/21/2026

▾Contractors (License-Anchored)

Firm	Trade	Roles	Most Recent
JR Construction	General Contractor	7	07/08/2026
Kings Group NY	Scaffold	2	07/08/2026
Doumas Electric	Electrical	2	03/21/2026
Sortino Joseph	Electrical	1	03/21/2026
AA Reale Electric	Electrical	1	03/22/2026
Alafogiannis Plumbing & Heating	Plumbing	1	07/08/2026
AA Reale Electric	Electrical	1	03/21/2026
M.E. Electric	Electrical	1	03/21/2026

▾Special Inspection Agencies

Agency	License #	Filings	Most Recent
Jack Green Associates	422	3	03/10/2026

Building Lifecycle

All (96)Filed (6)Permit Issued (8)Signed Off (3)Facade (FISP) (12)Violation (60)Inspection (2)Special Inspection (5)

05/18/2026

Inspection — Certified Water and Sanitary-WS-Fixtures-Finish

Certified

View inspection ↗

05/06/2026

Signed off — Alteration

M01114022-I1

05/05/2026

Signed off — Alteration

interior renovation of apt 5, 41, 52.

M01091482-I1

03/31/2026

Permit issued — General Construction

M01091482-I1-GC

03/18/2026

Special inspection requirement — Fire-Resistant Penetrations and Joints

LAWRENCE GREEN

03/18/2026

Special inspection requirement — Final

karen frome

03/10/2026

Filed — Alteration

interior renovation of apt 5, 41, 52.

M01091482-P1

12/09/2025

Inspection — Certified Water and Sanitary-WS-Sanitary Piping-Roughing

Certified

View inspection ↗

10/03/2025

Permit issued — General Construction

M01091482-I1-GC

10/03/2025

Permit issued — Mechanical Systems

M01114022-I1-MS

08/08/2025

Permit issued — Plumbing

M01108920-I1-PL

08/05/2025

Permit issued — Mechanical Systems

M01114022-I1-MS

08/05/2025

Permit issued — General Construction

M01091482-I1-GC

09/30/2024

Filed — Alteration

M01114022-I1

09/19/2024

Special inspection requirement — Mechanical Systems

LAWRENCE GREEN

09/19/2024

Special inspection requirement — Final

karen frome

09/18/2024

Filed — Alteration

M01108920-I1

09/17/2024

Filed — Alteration

interior renovation of apt 5, 41, 52.

M01091482-I1

07/17/2024

Filed — Alteration

M00797499-I1

04/01/2024

Violation issued (HPD, closed)

02/08/2024

Special inspection requirement — Tenant Protection Plan Compliance

09/15/2023

Signed off — Alteration

INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY.SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILDING CODE.LIVE LOAD 300PSF.

M00048692-I1

03/15/2023

Violation issued (HPD, closed)

07/06/2022

Cycle 9 facade report signed — SWARMP

06/06/2022

Cycle 9 facade report submitted

05/31/2022

Cycle 9 facade inspection completed

04/01/2021

Violation issued (HPD, closed)

04/19/2019

Cycle 8 facade report submitted

04/05/2019

Cycle 8 facade report signed — SAFE

02/22/2019

Cycle 8 facade inspection completed

01/10/2019

Violation issued (ECB, open)

Local Law

10/10/2018

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

10/02/2018

Permit issued — Sidewalk Shed

M00048692-I1-SH

07/31/2018

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

06/14/2018

Violation issued (ECB, closed)

Cranes and Derricks

05/30/2018

Filed — Alteration

INSTALLATION OF TEMPORARY HEAVY DUTY SIDEWALK SHED AS PER PLANS. NO CHANGE IN USE, EGRESS OR OCCUPANCY.SIDEWALK SHED SHALL COMPLY WITH CHAPTER #33 OF THE NYC BUILDING CODE.LIVE LOAD 300PSF.

M00048692-I1

05/30/2018

Permit issued — Sidewalk Shed

M00048692-I1-SH

01/11/2018

Violation issued (ECB, closed)

Construction

11/29/2017

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

09/07/2017

Violation issued (ECB, closed)

Construction

11/14/2014

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

08/06/2014

Violation issued (HPD, open)

08/06/2014

Violation issued (HPD, open)

08/06/2014

Violation issued (HPD, open)

05/30/2014

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

09/13/2012

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

05/15/2012

Cycle 7 facade report submitted

05/11/2012

Cycle 7 facade inspection completed

05/07/2012

Cycle 7 facade report signed — SAFE

12/13/2011

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

08/30/2011

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

05/10/2010

Violation issued (ECB, closed)

Construction

02/18/2010

Cycle 6 facade report submitted

02/15/2010

Cycle 6 facade report signed — SWARMP

02/02/2010

Cycle 6 facade inspection completed

12/31/2009

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/07/2009

Violation issued (ECB, open)

Construction

02/27/2009

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

01/01/2009

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

11/24/2008

Violation issued (ECB, closed)

Construction

Latest 60 of 96 events.

Permit / Filing Register

Source	Work Type	Status	Applicant	Issued
DOB NOW	General Construction	Signed-off	JR Construction	03/31/2026
DOB NOW	General Construction	Signed-off	JR Construction	10/03/2025
DOB NOW	Mechanical Systems	Signed-off	JR Construction	10/03/2025
DOB NOW	Plumbing	Signed-off	Alafogiannis Plumbing & Heating	08/08/2025
DOB NOW	Mechanical Systems	Signed-off	JR Construction	08/05/2025
DOB NOW	General Construction	Signed-off	JR Construction	08/05/2025
DOB NOW	Sidewalk Shed	Signed-off	Kings Group NY	10/02/2018
DOB NOW	Sidewalk Shed	Signed-off	Kings Group NY	05/30/2018
BIS	OT	ISSUED	Mamais Contracting	04/01/2019
BIS	OT	ISSUED	Kay Waterproofing	02/04/2019
BIS	PL	ISSUED	Alafogiannis Plumbing & Heating	12/20/2018
BIS	MH	ISSUED	Mamais Contracting	10/24/2018
BIS	EQ	ISSUED	Spring Scaffolding	09/14/2018
BIS	OT	ISSUED	Kay Waterproofing	05/07/2018
BIS	EQ	ISSUED	Spring Scaffolding	09/25/2017
BIS	PL	ISSUED	Bargain Plumbing	03/29/2016
BIS	PL	ISSUED	Alafogiannis Plumbing & Heating	03/09/2016
BIS	OT	ISSUED	Columbia University	12/24/2015
BIS	OT	ISSUED	Ideal Roofing & Sheet Me	12/24/2015
BIS	OT	ISSUED	SK Sign & Awning Solution	12/08/2015
BIS	OT	ISSUED	Columbia University	11/19/2015
BIS	MH	ISSUED	Acbp Soha	09/30/2015
BIS	PL	ISSUED	MPC Plumbing & Heating	09/29/2015
BIS	OT	ISSUED	Acbp Soha	09/28/2015
BIS	PL	ISSUED	Alafogiannis Plumbing & Heating	06/16/2015
BIS	OT	ISSUED	Columbia University	02/19/2015
BIS	FP	ISSUED	Active Fire Control	01/30/2015
BIS	PL	ISSUED	Cloverdale Master P&H	11/19/2014
BIS	OT	ISSUED	Columbia University	10/07/2014
BIS	PL	ISSUED	Alafogiannis Plumbing & Heating	05/02/2014
BIS	OT	ISSUED	Columbia University	10/29/2013
BIS	EQ	ISSUED	Everest Scaffolding	11/10/2011
BIS	OT	ISSUED	Columbia University	06/30/2011
BIS	OT	ISSUED	Columbia University	06/30/2011
BIS	PL	ISSUED	The Right Connection P&H	04/22/2011
BIS	PL	ISSUED	The Right Connection P&H	04/22/2011
BIS	OT	ISSUED	Columbia University	03/24/2011
BIS	OT	ISSUED	Columbia University	03/24/2011
BIS	PL	ISSUED	The Right Connection P&H	07/06/2010
BIS	OT	ISSUED	Columbia University	06/25/2010

+ 18 more permits on file

5 projects · most recent 07/23/2026

General Wiring

Filed	Status	Contractor	Scope
07/23/2026	Complete	Doumas Electric	General Wiring
08/08/2025	Pending Payment	Doumas Electric	General Wiring
10/28/2020	Complete	Powerone Elect'l Contracting	8 meters, 1 new_meters
10/20/2020	Permit Issued	AA Reale Electric	—
05/30/2018	Permit Issued	Meo Electric	—

▾Field Inspections (DOB CAP) — 2

Date	Type	Result	Report
05/18/2026	Certified Water and Sanitary-WS-Fixtures-Finish	Certified	View ↗
12/09/2025	Certified Water and Sanitary-WS-Sanitary Piping-Roughing	Certified	View ↗

▾Special Inspection Requirements (DOB NOW) — 5

Date	Requirement	Inspector	Role
03/18/2026	Fire-Resistant Penetrations and Joints	LAWRENCE GREEN	special
03/18/2026	Final	karen frome	progress
09/19/2024	Mechanical Systems	LAWRENCE GREEN	special
09/19/2024	Final	karen frome	progress
02/08/2024	Tenant Protection Plan Compliance	—	special

▾Documents — 303 on file (BIS + DOB NOW)

▸Plans & Drawings6

▸DOB NOWPlans/Sketch6

09/06/2026M00048692-I1Request digital key ↗

08/26/2026M00797499-I1Request digital key ↗

08/26/2026M01108920-I1Request digital key ↗

Showing 3 of 6 on file for this type

▸Applications & Permits66

▸BISWORK PERMIT APPLICATION37

04/03/2019123376845Open ↗

02/05/2019123425873Open ↗

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▸BISPLAN / WORK APPROVAL APPLICATION26

03/07/2019123376845Open ↗

08/02/2018123376845Open ↗

04/02/2018123425873Open ↗

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▸BISPLAN - WORK & PERMITS - SUPPPORTING DOCUMENTATION2

12/16/2015122531073Open ↗

▸BISNon-Directive 14 Construction Sign Off Including Sign Applications1

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▸Seals & Professional Certifications71

▸BISTECHNICAL REPORT: RESPONSIBILITY/CERTIFICATION40

07/10/2019123291197Open ↗

03/05/2019123425873Open ↗

08/02/2018123376845Open ↗

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▸BISPROFESSIONAL CERTIFIED CHECKLIST10

08/02/2018123376845Open ↗

09/27/2017123291197Open ↗

12/30/2015122531073Open ↗

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▸BISPROFESSIONAL CERTIFICATION STATEMENT8

08/02/2018123376845Open ↗

09/27/2017123291197Open ↗

12/30/2015122531073Open ↗

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▸DOB NOWDPL-1: Design Professional Seal & Signature6

08/26/2026M01108920-I1Open ↗

08/26/2026M01114022-I1Open ↗

08/18/2026M01091482-I1Open ↗

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▸BISPROFESSIONAL CERTIFICATION STATEMENT FORM2

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▸DOB NOWProgress Inspector Seal & Signature2

08/25/2026M01091482-I1Open ↗

08/24/2026M01114022-I1Open ↗

▸DOB NOWSpecial Inspector Seal & Signature2

08/25/2026M01091482-I1Open ↗

08/24/2026M01114022-I1Open ↗

▸BISPC FULL REPORT1

On file, but not among the 200 most recently loaded documents for this source.

Showing 0 of 1 on file for this type

▸Trade Schedules & Equipment26

▸BISSELF-CERT PLUMBING NOTICE12

12/29/2015122535747Open ↗

12/21/2015122535747Open ↗

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▸BISSCHEDULE B - PLUMBING/SPRINKLER/STANDPIPE8

08/02/2018123376845Open ↗

07/01/2016122535747Open ↗

12/03/2015122567926Open ↗

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▸BISSCHEDULE B - PLUMBING6

10/09/2013121794512Open ↗

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▸Safety & Tenant Protection4

▸BISTenant Protection Plan and Notes4

08/02/2018123376845Open ↗

04/18/2018123425873Open ↗

04/02/2018123425873Open ↗

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▸Environmental & Asbestos22

▸BISTHIS IS 'NOT AN ASBESTOS PROJECT'8

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▸BISASBESTOS: CERTIFICATION (DEP ACP5)8

08/02/2018123376845Open ↗

04/02/2018123425873Open ↗

12/30/2015122531073Open ↗

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▸DOB NOWDEP ACP-5: Asbestos Assessment Report5

08/26/2026M01108920-I1Open ↗

08/26/2026M01114022-I1Open ↗

08/18/2026M01091482-I1Open ↗

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▸BISASBESTOS EXEMPTION CERTIFICATION LETTER1

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▸Energy Compliance23

▸BISTECHNICAL REPORT: ENERGY CODE PROGRESS INSPS18

03/05/2019123425873Open ↗

08/02/2018123376845Open ↗

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▸BISAS-BUILT ENERGY ANALYSIS5

03/05/2019123425873Open ↗

05/11/2017122567926Open ↗

07/28/2016122531073Open ↗

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▸Inspections & Test Reports2

▸BISTECHNICAL REPORT: PILE DRIVING2

03/05/2019123425873Open ↗

02/04/2015122212006Open ↗

▸Approvals, Objections & Sign-offs22

▸BISCERTIFICATE OF OCCUPANCY/LOC: REQUEST13

07/10/2019123291197Open ↗

03/05/2019123425873Open ↗

04/25/2018122606402Open ↗

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▸BISADMINISTRATIVE OBJECTIONS7

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▸BISLETTERS - SUPPORTING DOCUMENTATION2

09/14/2018123291197Open ↗

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▸Cost, Insurance & Ownership35

▸BISCOST AFFIDAVIT31

03/05/2019123425873Open ↗

08/02/2018123376845Open ↗

04/25/2018122606402Open ↗

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▸BISHIC LICENSE OR AFFIDAVIT4

10/25/2018123376845Open ↗

01/15/2016122567926Open ↗

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▸Filing & Intake Forms24

▸BISEFILING COVER SHEET14

08/02/2018123376845Open ↗

04/02/2018123425873Open ↗

09/27/2017123291197Open ↗

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▸BISADDITIONAL INFORMATION6

03/07/2019123376845Open ↗

04/02/2018123425873Open ↗

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▸BISBOROUGH INTAKE FORM4

07/10/2019123291197Open ↗

03/05/2019123425873Open ↗

12/20/2018123376845Open ↗

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▸Other Documents2

▸BISDepartment of Consumer Affairs (DCA) Form1

10/25/2018123376845Open ↗

▸DOB NOWBSA Meeting Minutes/BSA Resolution1

08/13/2026M00048692-I1Open ↗