Multi-story retail building (2+)

440 BROADWAY

MANHATTAN · BIN 1003026

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1875Year Built

2Stories

K2Building Class

M1-5/R9XZoning

5,771 sfGross Floor Area

1Units

0 Open ViolationsFDNY Report ↗

Multi-story retail building (2+) · Owner of record: U.S. BANK NATIONAL ASSOCIATION, AS TRUST EE · 2,989 sf lot · 1.93 FAR built · Flood zone X

Locations of Work

Structural

Roof1p · 1 filing · 5 docs

▾Owner History (Filing Record)

Companies and organizations named on filings. Individual owners are not shown.

Owner	Filings	Most Recent
THOR EQUITIES, LLC	5	03/22/2026
M. MOGAL INC.	1	03/22/2026
440 BROADWAY REALTY ASSOCIATES	30	03/21/2026
MAX CAPITAL MANAGEMENT	2	03/21/2026
440 BROADWAY ASSOCIATES CO THOR	1	03/21/2026
440 BROADWAY	1	03/21/2026

▾Sales History (ACRIS)

Date	Price	Unit	Seller → Buyer	$/sf
08/14/2024	$8.0M	—	Private party → Private party	$1,386/sf building

▾Design Consultants (Architect / Engineer of Record)

Firm	Filings	Most Recent
THE EIPEL ENGINEERING GROUP, D.P.C.	1	07/06/2023

▾Filing Representatives (Expediters)

Representative	Filings	Most Recent
PEROTTO CONSULTING MANAGEMENT	2	03/21/2026

▾Contractors (License-Anchored)

Firm	Trade	Roles	Most Recent
CONNOR CONSTRUCTION LLC	General Contractor	3	03/21/2026

▾Special Inspection Agencies

Agency	License #	Filings	Most Recent
MADSEN ENGINEERING	5423	1	07/06/2023

Building Lifecycle

All (32)Filed (1)Permit Issued (1)Signed Off (1)Violation (29)

03/13/2025

Signed off — Alteration

8724 - Installation of New Fence around parapet near HVAC units. No change in egress, use, or occupancy.

M00868308-I1

10/11/2023

Permit issued — Structural

M00868308-I1-ST

07/06/2023

Filed — Alteration

8724 - Installation of New Fence around parapet near HVAC units. No change in egress, use, or occupancy.

M00868308-I1

04/10/2020

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

03/24/2017

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

11/16/2015

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

03/11/2015

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

03/12/2014

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

10/01/2012

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

10/21/2010

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

10/27/2008

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

04/15/2008

Violation issued (FDNY_NOV, closed)

03/14/2008

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

09/24/2007

Violation issued (FDNY_NOV, closed)

09/24/2007

Violation issued (FDNY_NOV, closed)

04/02/2007

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

11/16/2005

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

03/10/2003

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

07/23/2002

Violation issued (FDNY_NOV, closed)

07/10/2001

Violation issued (FDNY_NOV, closed)

02/01/2001

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

01/12/2000

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

07/23/1997

Violation issued (FDNY_NOV, closed)

11/27/1995

Violation issued (ECB, closed)

Elevators

04/17/1995

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

05/03/1993

Violation issued (ECB, closed)

Elevators

04/20/1993

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

04/20/1993

Violation issued (DOB, closed)

V*-DOB VIOLATION - DISMISSED

03/21/1991

Violation issued (ECB, closed)

Elevators

01/03/1990

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

04/04/1989

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

08/09/1988

Violation issued (DOB, closed)

V*-DOB VIOLATION - Resolved

Permit / Filing Register

Source	Work Type	Status	Applicant	Issued
DOB NOW	Structural	Signed-off	CONNOR CONSTRUCTION LLC	10/11/2023
BIS	OT	ISSUED	CONCEPT AIR CONDITIONING	02/14/2018
BIS	MH	ISSUED	MELITO CONSTRUCTION CORP	04/25/2014
BIS	—	ISSUED	FRANK TORRONE & SONS INC	07/16/2013
BIS	—	ISSUED	FRANK TORRONE & SONS INC	07/16/2013
BIS	PL	ISSUED	KCM PLUMBING & HEATING CO	05/10/2013
BIS	SP	ISSUED	METRO FIRE PROTECTION INC	04/02/2013
BIS	—	ISSUED	PATRIOT CONSTRUCTION SERV	03/26/2013
BIS	OT	ISSUED	PATRIOT CONSTRUCTION SERV	03/25/2013
BIS	MH	ISSUED	PATRIOT CONSTRUCTION SERV	03/25/2013
BIS	OT	ISSUED	PATRIOT CONSTRUCTION SERV	03/25/2013
BIS	OT	ISSUED	HIGH POWER CONSTR. CORP	08/31/2010
BIS	MH	ISSUED	MELITO CONSTRUCTION CORP	06/04/2009
BIS	PL	ISSUED	B.H. PLBG AND HTG CORP	11/03/2003
BIS	EQ	ISSUED	KBU CONSTRUCTION CORP	05/08/2003
BIS	MH	ISSUED	KBU CONSTRUCTION CORP	05/08/2003
BIS	EQ	ISSUED	MARATHON GLASS MIRROR	06/07/1994
BIS	OT	ISSUED	MARATHON GLASS MIRROR	06/07/1994

Nothing on file for this building.

▾Documents — 244 on file (BIS + DOB NOW)

▸Plans & Drawings1

▸DOB NOWPlans/Sketch1

08/30/2026M00868308-I1Request digital key ↗

▸Applications & Permits55

▸BISPLAN / WORK APPROVAL APPLICATION36

04/04/2018123243392Open ↗

03/26/2018123243392Open ↗

11/21/2017123243392Open ↗

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▸BISWORK PERMIT APPLICATION15

02/14/2018123243392Open ↗

04/29/2014121894744Open ↗

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▸BISPLAN / WORK & PERMITS - SUPPPORTING DOCUMENTATION2

On file, but not among the 200 most recently loaded documents for this source.

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▸BISCERTIFICATE OF OCCUPANCY APPLICATION1

06/05/2013121324655Open ↗

▸DOB NOWLPC Approval/Permit1

08/13/2026M00868308-I1Open ↗

▸Seals & Professional Certifications47

▸BISTECHNICAL REPORT: RESPONSIBILITY/CERTIFICATION31

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

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▸BISPROFESSIONAL CERTIFICATION STATEMENT FORM8

07/08/2013121675678Open ↗

07/08/2013121595880Open ↗

03/26/2013121576302Open ↗

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▸BISPROFESSIONAL CERTIFIED CHECKLIST6

11/21/2017123243392Open ↗

07/08/2013121675678Open ↗

07/08/2013121595880Open ↗

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▸BISPROFESSIONAL CERTIFICATION STATEMENT1

11/21/2017123243392Open ↗

▸DOB NOWDPL-1: Design Professional Seal & Signature1

08/30/2026M00868308-I1Open ↗

▸Trade Schedules & Equipment19

▸BISSCHEDULE B - PLUMBING8

06/07/2013121576302Open ↗

06/06/2013121576302Open ↗

06/05/2013121576302Open ↗

Showing 3 of 8 on file for this type

▸BISSELF-CERT PLUMBING NOTICE4

03/10/2014121576302Open ↗

06/28/2013121576302Open ↗

06/18/2013121576302Open ↗

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▸BISEQUIPMENT USE APPLICATION/PERMIT3

04/12/2018123243392Open ↗

11/21/2017123243392Open ↗

06/12/2014121894744Open ↗

▸BISEQUIPMENT USE PERMITS2

04/12/2018123243392Open ↗

06/12/2014121894744Open ↗

▸BISSPRINKLER INSP REPORT : FP-851

06/28/2013121576302Open ↗

▸BISFA - FDNY APPROVAL : FD-FAA1

05/19/2014121612576Open ↗

▸Safety & Tenant Protection3

▸BISTenant Protection Plan and Notes1

11/21/2017123243392Open ↗

▸BISSTREET TREE CHECKLIST1

11/21/2017123243392Open ↗

▸BISST-1 Street Tree Checklist1

On file, but not among the 200 most recently loaded documents for this source.

Showing 0 of 1 on file for this type

▸Environmental & Asbestos13

▸BISASBESTOS: CERTIFICATION (DEP ACP5)7

11/21/2017123243392Open ↗

04/24/2014121894744Open ↗

07/08/2013121675678Open ↗

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▸BISTHIS IS 'NOT AN ASBESTOS PROJECT'3

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▸BISACP5 ASBESTOS: CERTIFICATION (DEP ACP5)1

On file, but not among the 200 most recently loaded documents for this source.

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▸DOB NOWDEP ACP-5: Asbestos Assessment Report1

08/30/2026M00868308-I1Open ↗

▸DOB NOWOER: Notice to Proceed1

08/13/2026M00868308-I1Open ↗

▸Energy Compliance10

▸BISTECHNICAL REPORT: ENERGY CODE PROGRESS INSPS7

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

11/21/2017123243392Open ↗

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▸BISAS-BUILT ENERGY ANALYSIS3

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

06/23/2014121894744Open ↗

▸Approvals, Objections & Sign-offs41

▸BISCERTIFICATE OF OCCUPANCY/LOC: REQUEST20

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

03/31/2016121324655Open ↗

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▸BISLANDMARKS APPROVAL10

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

10/01/2015121324655Open ↗

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▸BISADMINISTRATIVE OBJECTIONS5

07/08/2013121675678Open ↗

07/08/2013121595880Open ↗

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▸BISSCHEDULE A - OCCUPANCY - USE5

06/16/2014121324655Open ↗

05/29/2013121324655Open ↗

05/25/2013121324655Open ↗

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▸BISBSA-CPC APPROVAL1

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▸Cost, Insurance & Ownership26

▸BISCOST AFFIDAVIT26

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

11/21/2017123243392Open ↗

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▸Filing & Intake Forms26

▸BISEFILING COVER SHEET12

11/21/2017123243392Open ↗

01/14/2014121894744Open ↗

07/08/2013121675678Open ↗

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▸BISADDITIONAL INFORMATION11

03/26/2018123243392Open ↗

09/16/2013121576302Open ↗

06/24/2013110440611Open ↗

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▸BISBOROUGH INTAKE FORM3

04/16/2018123243392Open ↗

04/12/2018123243392Open ↗

03/26/2018123243392Open ↗

▸Other Documents3

▸BISPLOT DIAGRAM2

10/01/2015121324655Open ↗

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▸BISEXTERNAL FORMS - SUPPORTING DOCUMENTATION1

05/30/2014121675678Open ↗